Records, 1866-1973.

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Records, 1866-1973.

http://www.worldcat.org/oclc/155496405

Minutes, 1866-1970; rulings, 1922-1938; changes in the Stock List, 1908-1950; investment trusts' requests for approval, 1931-1936; listing fees, 1896-1939; fee books, 1900-1958; listing authorizations, 1965-1973; notebooks ("black books") on listed companies, 1947-1967; stock watch notebooks, 1968-1972; charters and bylaws of corporations, 1878-1970; hearing transcripts, 1938-1951; bank note company approvals, 1881-1961; bank stock listings, 1938-1965; files on stock dividends and "dividend gap," 1926-1960; files on delisting process, including correspondence with Securities and Exchange Commission, 1932-1957; reports of actions taken by the staff, 1938-1954; and hearing transcripts of Sub-Committees on Size and Listing Requirements, 1938.

38 cubic ft.

New York State Historical Documents Inventory

Information

SNAC Resource ID: 6877401

New York State Historical Documents Inventory

Related Entities

There are 6 Entities related to this resource.

United States. Securities and Exchange Commission

http://n2t.net/ark:/99166/w6qc3vcj (corporateBody)

New York Stock Exchange. Sub-Committee on Size and Listing Requirements.

http://n2t.net/ark:/99166/w6p31r67 (corporateBody)

New York Stock Exchange. Committee on Stock List.

http://n2t.net/ark:/99166/w618802t (corporateBody)

New York Stock Exchange. Committee on Additions to the Stock List.

http://n2t.net/ark:/99166/w6033htz (corporateBody)

New York Stock Exchange. Governing Committee.

http://n2t.net/ark:/99166/w6dc2t8m (corporateBody)

New York Stock Exchange. Dept. of Stock List.

http://n2t.net/ark:/99166/w6mm15zm (corporateBody)

The Committee on Stock List, also known in early years as Committee on Additions to the Stock List, set requirements and regulations for admitting securities to the trading list, considered all listing applications, recommended approval or rejection to the Governing Committee, and set requirements for the engraving of stock and bond certificates. Also took responsibility for examining the financial reports of listed corporations and monitoring financial standing. The Department of Stock List too...